Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Corie? Claim Your ProfileCorie Hou is a registered representative with Northwestern Mutual Investment Services, LLC. Corie is licensed to offer securities in Washington, California, New York, Ohio, Oregon, Pennsylvania, and Wisconsin. Corie Hou has been in the industry since June 19, 2016. Northwestern Mutual Investment Services, LLC is an investment advisor headquartered in Milwaukee, Wisconsin, and is registered with the Securities and Exchange Commission (SEC) as an investment advisor. Northwestern Mutual Investment Services, LLC has been in business since 2004. The firm has a total of 2,399 registered representatives and manages $0 in assets for banking or thrift institutions. The firm specializes in investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WA
06/20/2016 - Present
Northwestern Mutual Investment Services, LLC (SEATTLE WA)
BC
Issued 07/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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