Unclaimed
Corey Hayes is a financial advisor with LPL Enterprise, LLC. Corey has been in the industry since 2021. Corey holds licenses to provide financial services in the states of North Carolina and South Carolina. Corey is a Series 63, Series 65, and Series 6TO licensed advisor. Corey is also a registered representative with LPL Enterprise, LLC. Corey specializes in financial planning and portfolio management for individuals and businesses. Corey’s prior experience includes work with W&S Brokerage Services, Inc. and Western & Southern Life.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
11/14/2024 - Present
LPL Enterprise, LLC (MT. PLEASANT SC)
NC
10/13/2021 - 03/02/2023
W&S BROKERAGE SERVICES, INC. (Wilmington NC)
IA
Issued 06/21/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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