Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Corey? Claim Your ProfileCorey Somarriba is a financial advisor with Wells Fargo Clearing Services, LLC, based in Irvine, CA. Corey has been a registered representative since 2013, holding a Series 66 license, as well as Series 7, 9, 10 and SIE licenses. Corey also holds a Series 99TO license. Corey has experience in the financial services industry, previously working at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC in San Diego. Corey specializes in providing financial planning, investment consulting services to institutional clients, pension consulting, selection of other advisors, and portfolio management services to businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/19/2021 - Present
Wells Fargo Clearing Services, LLC (IRVINE CA)
NY
08/14/2019 - 01/29/2021
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
CA
05/11/2013 - 07/23/2019
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
BOTH
Issued 05/31/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/08/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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