Unclaimed
Corey M. Johnson is a financial advisor with Nuveen Asset Management, LLC in Chicago, Illinois. Corey has been in the industry since June 2008 and holds a Series 6, 7, 63, and 66 license as well as the SIE exam. Corey has over 14 years of experience working with a wide range of clients, including individuals, high-net-worth individuals, businesses, corporations, pension and profit-sharing plans, investment companies, insurance companies, charitable organizations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
03/08/2022 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
NC
06/18/2008 - 03/02/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (Charlotte NC)
BOTH
Issued 07/16/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/17/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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