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Corey Lawrence Zamora

National Financial Services LLC

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About Corey Lawrence Zamora

Corey Zamora is a financial advisor currently affiliated with National Financial Services LLC. Corey has been in the financial services industry for over 19 years and has a Series 7 and Series 63 license. Corey has previously worked at TIAA-CREF Individual & Institutional Services, LLC and Charles Schwab & Co., Inc.

Firm Information

Corey Zamora is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Corey Zamora’s Registration & Firm History

RI

10/25/2011 - Present

National Financial Services LLC (SMITHFIELD RI)

CO

10/29/2009 - 08/03/2010

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

CO

06/07/2006 - 12/22/2008

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

TX

07/09/2001 - 06/09/2005

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 08/07/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Corey Lawrence Zamora.
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