Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Corey? Claim Your ProfileCorey James Maurer is a financial advisor based in Los Angeles, California, registered with Kroll Securities LLC. Corey has been in the financial services industry since October 2, 2019, and holds Series 7, 79, 63, and SIE licenses. Corey has a diverse background and holds several state licenses, including Arizona, California, Illinois, Kentucky, Massachusetts, New York, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/16/2020 - Present
Kroll Securities LLC (LOS ANGELES CA)
CA
09/30/2019 - 01/12/2020
FALLBROOK CAPITAL SECURITIES CORP. (Los Angeles CA)
BC
Issued 06/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/30/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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