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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Corey? Claim Your ProfileCorey Han Liu is a financial advisor with Wealth Enhancement Advisory Services, LLC, located in Plymouth, MN. Corey is also registered with Wealth Enhancement Brokerage Services, Inc., located in Walnut Creek, CA, and Wealth Enhancement Group, LLC, located in Walnut Creek, CA. Corey has been in the financial services industry since 2014 and has been registered with the Securities and Exchange Commission (SEC) as a registered representative since 2019. Corey has a Series 7, Series 63, and Series 65 license. Corey is also a Chartered Financial Analyst (CFA). Corey specializes in working with individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
06/27/2022 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
CA
06/17/2022 - 07/05/2022
LPL FINANCIAL LLC (WALNUT CREEK CA)
CA
12/10/2019 - 06/13/2022
CNR SECURITIES, LLC (SAN FRANCISCO CA)
BC
Issued 02/10/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/13/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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