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Corey Goldstein

Seia

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About Corey Goldstein

Corey Goldstein is an investment advisor representative at Seia with over 6 years of experience in the financial industry. Corey holds the Series 63, Series 65, Series 7, and SIE licenses. Corey is a Certified Financial Planner and offers a variety of financial planning services, including portfolio management, financial planning, educational seminars, and selection of other advisors. Corey works with individual and institutional clients. Corey previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Dinan & Company, and Severin Investments LLC.

Firm Information

Corey Goldstein is currently registered with Seia. Seia is a financial advisory firm based in Los Angeles, California. They offer financial planning, educational seminars, selection of other advisers, and portfolio management for individuals and businesses. Seia has a total of 103 registered representatives and manages approximately $14.2 billion in assets. The firm primarily serves high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Seia

2121 AVENUE OF THE STARS

LOS ANGELES, CA 90067

$14.21B

Assets Under Management

74

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Corey Goldstein’s Registration & Firm History

CA

03/20/2024 - Present

Seia (LOS ANGELES CA)

AZ

07/21/2017 - 03/06/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MESA AZ)

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Licenses & Designations

BC

Issued 08/18/2017

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/03/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Corey Goldstein. Review regulatory record here.
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