Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Corey? Claim Your ProfileCorey McFadden is a financial advisor with over 19 years of experience in the industry. Corey has held positions at several prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial LLC, and Cadaret, Grant & CO., Inc. Corey is currently registered with Sorrento Pacific Financial, LLC and Cuso Financial Services, LP. Corey specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/23/2023 - Present
Sorrento Pacific Financial, LLC (SAN DIEGO CA)
NC
03/16/2020 - 05/12/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
SC
02/20/2008 - 06/03/2019
LPL FINANCIAL LLC (FORT MILL SC)
NC
01/03/2006 - 01/18/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NJ
05/13/2004 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
MO
03/20/2001 - 10/01/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 08/11/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/28/2008
Series 4 - Registered Options Principal Examination
BC
Issued 11/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/19/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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