Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Corey? Claim Your ProfileCorey Curtis Barnes is a financial advisor who has been in the industry since 1999. Barnes is currently registered with Charles Schwab & CO., Inc. and has previously been employed by UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, American Express Financial Advisors Inc., and IDS Life Insurance Company. Barnes holds Series 7, 9, 10, 63, and 65 licenses and the SIE exam. Barnes specializes in providing financial planning and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NC
07/23/2015 - Present
Charles Schwab & CO., Inc. (Charlotte NC)
NC
08/06/2013 - 06/30/2015
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
FL
08/15/2001 - 08/06/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
MN
12/01/1999 - 07/18/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/01/1999 - 07/18/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 08/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/09/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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