linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Corey Chilton Hicks

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Corey? Claim Your Profile

About Corey Chilton Hicks

Corey Chilton Hicks is a financial professional registered with Northwestern Mutual Investment Services, LLC. Corey has been active in the industry since 1999, and has held previous roles at Robert W. Baird & Co. Incorporated. Corey has a diverse background in financial services, with experience in both investment and insurance products. Corey has a strong understanding of the needs of individual investors and provides guidance on a range of financial matters, including investment research and referrals to other financial advisors. Corey's commitment to helping clients achieve their financial goals is evident in their continued pursuit of professional development, as demonstrated by their active licenses and certifications.

Firm Information

Corey Hicks is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

3700 N Capital Of TX Hwy

AUSTIN, TX 78746

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Corey Hicks’s Registration & Firm History

TX

04/09/2008 - Present

Northwestern Mutual Investment Services, LLC (AUSTIN TX)

WI

02/16/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

Not sure if Corey Chilton Hicks is right for you?

Licenses & Designations

BOTH

Issued 10/11/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 2/26/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/2/2006

Series 7 - General Securities Representative Examination

BC

Issued 10/21/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Corey Chilton Hicks.
Not sure if Corey Chilton Hicks is right for you?