Unclaimed
Corey Chilton Hicks is a financial advisor with Northwestern Mutual Investment Services, LLC. Corey has been in the financial services industry since October 21, 1999. Corey has a strong background in investment products and services, with experience at both Robert W. Baird & Co. Incorporated and Northwestern Mutual Investment Services, LLC. Corey holds Series 6, 7, 63, and 66 securities licenses and is registered to provide investment advice in 20 states. Corey is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
04/09/2008 - Present
Northwestern Mutual Investment Services, LLC (AUSTIN TX)
WI
02/16/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 10/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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