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Corey Bill Lindsey

National Financial Services LLC

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About Corey Bill Lindsey

Corey Lindsey is a registered representative with National Financial Services LLC. Corey has been in the industry since 1998 and has a wide range of experience. Corey is a registered representative in Rhode Island. Corey holds the Series 63, 7, 9, 10, 24, 65, 99TO and SIE licenses. Corey is a financial professional that is committed to providing their clients with the highest level of service and expertise.

Firm Information

Corey Lindsey is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Corey Lindsey’s Registration & Firm History

RI

10/09/2023 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

04/01/1998 - 08/09/2023

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

10/06/2015 - 01/26/2022

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 10/13/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/14/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/2006

Series 24 - General Securities Principal Examination

BC

Issued 05/16/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/16/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Corey Bill Lindsey.
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