Verified
Corey Alan Scrupps is an investment advisor representative registered with LPL Financial LLC and Northeast Planning Associates, Inc. Corey has been active in the financial services industry since 1998 and holds the Series 6, 7, 63, and 66 licenses. Corey's current registrations include Massachusetts, New Hampshire, and Texas. Corey provides investment advisory services through Northeast Planning Associates, Inc. and offers a range of services including financial planning, consulting, and portfolio management. Corey also offers non-variable insurance products, including life, fixed annuity, LTC, DI, and health.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
02/16/2022 - Present
LPL Financial LLC (NEWBURYPORT MA)
MA
01/12/1998 - 07/07/2011
ROYAL ALLIANCE ASSOCIATES, INC. (PEABODY MA)
BOTH
Issued 09/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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