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Corey Alan Coleman

Precept Advisory Group LLC

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About Corey Alan Coleman

Corey Coleman is a registered Investment Advisor Representative with Precept Advisory Group LLC. Corey has been in the financial services industry for over a decade and holds Series 6, 63, and 65 licenses. Corey has extensive experience providing investment advisory services to individuals and businesses. Corey has previously worked with LPL Financial LLC, Cambridge Investment Research, Inc., HUB International Investment Services Inc., and Transamerica Investors Securities Corporation. Corey is committed to providing his clients with the highest level of service and personalized attention.

Firm Information

Corey Coleman is currently registered with Precept Advisory Group LLC. Precept Advisory Group LLC is an investment advisor located in Irvine, CA. The firm primarily advises pension and profit-sharing plans and corporations or other businesses. They manage approximately $4.27 billion in assets. Precept Advisory Group LLC is registered with the SEC and has a SEC number of 801-71072.
Precept Advisory Group LLC

130 THEORY

IRVINE, CA 92617

$4.27B

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Corey Coleman’s Registration & Firm History

CA

04/19/2022 - Present

Precept Advisory Group LLC (IRVINE CA)

MO

03/13/2017 - 11/16/2020

HUB INTERNATIONAL INVESTMENT SERVICES INC. (KANSAS CITY MO)

OR

03/13/2017 - 11/04/2020

CAMBRIDGE INVESTMENT RESEARCH, INC. (Portland OR)

OR

03/07/2016 - 03/14/2017

LPL FINANCIAL LLC (PORTLAND OR)

IA

01/06/2012 - 01/12/2016

TRANSAMERICA INVESTORS SECURITIES CORPORATION (CEDAR RAPIDS IA)

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Licenses & Designations

IA

Issued 06/08/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/22/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Corey Alan Coleman.
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