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Cordell James Gatherum

Northwestern Mutual Investment Services, LLC

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About Cordell James Gatherum

Cordell Gatherum is a financial advisor with Northwestern Mutual Investment Services, LLC. Cordell has been in the financial services industry since 2007. Cordell is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in California, Nevada, and Oregon. Cordell's areas of expertise include investment research, referrals to other advisors, and investment management for individuals. Cordell has previously worked with Raymond James Financial Services, Inc., Geneos Wealth Management, Inc., and Securities America, Inc.

Firm Information

Cordell Gatherum is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Cordell Gatherum’s Registration & Firm History

CA

07/20/2022 - Present

Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)

OR

02/23/2021 - 06/06/2022

RAYMOND JAMES FINANCIAL SERVICES, INC. (Corvallis OR)

OR

03/08/2019 - 02/24/2021

GENEOS WEALTH MANAGEMENT, INC. (CORVALLIS OR)

OR

08/23/2007 - 02/05/2009

SECURITIES AMERICA, INC. (CORVALLIS OR)

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Licenses & Designations

BC

Issued 09/10/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 03/11/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/08/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/13/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cordell James Gatherum.
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