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Cordelia Ruolin Deng

Barclays Capital Inc.

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About Cordelia Ruolin Deng

Cordelia Deng is a financial professional with experience in the industry. Cordelia Deng is registered with Barclays Capital Inc. and is licensed to provide investment advice in all states of the US. Cordelia Deng has passed the Series 63, Series 86, Series 87, and SIE exams.

Firm Information

Cordelia Deng is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cordelia Deng’s Registration & Firm History

NY

10/11/2023 - Present

Barclays Capital Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/09/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/11/2023

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/25/2023

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/28/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Cordelia Ruolin Deng.
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