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Cordelia Fuller Mendez

Samuel A. Ramirez & Company, Inc.

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About Cordelia Fuller Mendez

Cordelia Fuller Mendez is a financial professional with experience in the securities industry. Cordelia holds licenses and registrations including the Series 79TO, SIE, Series 52, and Series 63 exams. Cordelia is currently registered with Samuel A. Ramirez & Company, Inc. and is based in New York, NY. Cordelia previously worked at MORGAN STANLEY & CO. LLC.

Firm Information

Cordelia Mendez is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cordelia Mendez’s Registration & Firm History

NY

05/06/2024 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

08/23/2016 - 05/06/2024

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/26/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2016

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cordelia Fuller Mendez.
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