Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cord? Claim Your ProfileCord Douglas King is a financial advisor with Raymond James & Associates, Inc. Cord has been in the financial services industry since 1995. Cord specializes in providing a range of financial services, including financial planning, portfolio management, and investment advisory services to individuals, businesses, pension plans, and charitable organizations. Cord is registered with FINRA and holds the Series 6, 7, 63, and SIE licenses. Cord has previously worked for Morgan Keegan & Company, Inc., PFIC Securities Corporation, Wachovia Capital Markets, LLC, Wachovia Securities, LLC, First Union Securities, Inc., First Union Capital Markets Corp., and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/03/2013 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
TN
04/05/2007 - 03/31/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
05/17/2006 - 04/05/2007
PFIC SECURITIES CORPORATION (FRANKLIN TN)
NC
07/01/2003 - 06/22/2004
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
03/01/2002 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
10/01/1999 - 08/30/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
03/20/1992 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NJ
09/22/1987 - 04/08/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
07/02/1987 - 08/14/1987
FIRST INVESTORS CORPORATION
BC
Issued 11/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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