Unclaimed
Corbit O'Connor is a financial advisor with Empower Financial Services, Inc. Corbit has been working in the financial services industry since December 4, 2002. Corbit has passed the Series 63, Series 7, and SIE exams. Corbit has worked at Prudential Investment Management Services LLC and UnionBanc Investment Services, LLC. Corbit is registered in Alabama, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Kentucky, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/04/2022 - Present
Empower Financial Services, Inc. (Hartford CT)
NY
03/18/2008 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
CA
08/06/2003 - 10/01/2007
UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)
NY
10/16/1997 - 12/01/1998
WALL STREET DISCOUNT CORPORATION (THE) (NEW YORK NY)
BC
Issued 11/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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