Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cooper? Claim Your ProfileCooper Smith is a registered representative with Northwestern Mutual Investment Services, LLC, with a branch office located in Raleigh, North Carolina. Cooper has been in the financial industry since 2024. He has successfully completed the Securities Industry Essentials Examination and the General Securities Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
08/26/2024 - Present
Northwestern Mutual Investment Services, LLC (Raleigh NC)
BC
Issued 08/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/16/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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