Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cooper? Claim Your ProfileCooper Sinclair is a financial advisor with Sammons Financial Network, LLC, headquartered in West Des Moines, IA. Cooper has been in the financial services industry since 2009. Cooper has passed the Series 66, Series 26, Series 7, Series 6, and SIE exams. Cooper's previous experience includes roles at Prudential Annuities Distributors, Inc, Lincoln Financial Distributors, Inc., ADP Broker-Dealer, Inc., Jefferson National Securities Corporation, Northwestern Mutual Investment Services, LLC, Intersecurities, Inc., American Fidelity Securities, Inc., Touchstone Securities, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IA
04/22/2024 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
CT
09/25/2018 - 03/30/2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (Shelton CT)
KY
02/04/2016 - 09/17/2018
LINCOLN FINANCIAL DISTRIBUTORS, INC. (LOUISVILLE KY)
NJ
05/05/2014 - 12/18/2014
ADP BROKER-DEALER, INC. (ROSELAND NJ)
OH
06/07/2011 - 04/22/2014
JEFFERSON NATIONAL SECURITIES CORPORATION (COLUMBUS OH)
KY
11/30/2009 - 10/07/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOUISVILLE KY)
KY
06/25/2008 - 08/04/2009
INTERSECURITIES, INC. (LOUISVILLE KY)
OK
08/10/2004 - 12/06/2006
AMERICAN FIDELITY SECURITIES, INC. (OKLAHOMA CITY OK)
OH
05/06/2003 - 06/11/2004
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
MN
05/15/2000 - 04/26/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/15/2000 - 04/26/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/26/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/09/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/09/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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