Unclaimed
Cooper George Mixon is a registered investment advisor representative with Capital Client Group, Inc. Cooper has been in the securities industry since January 22, 2023. Cooper has passed the Series 7TO, SIE and Series 66 exams. Cooper is registered with the following states: Delaware, District of Columbia, Florida, Indiana, Kentucky, Maryland, Michigan, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
04/01/2023 - Present
Capital Client Group, Inc. (CARMEL IN)
BOTH
Issued 04/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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