Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cooley? Claim Your ProfileCooley Keep Fales is a financial advisor with over 20 years of experience in the financial services industry. Cooley has worked with a variety of firms, including Goldman, Sachs & Co., Credit Suisse First Boston LLC, Deutsche Bank Securities Inc., and UBS Financial Services Inc. Cooley is currently registered with Jefferies Investment Advisers LLC. Cooley offers a range of financial services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
05/25/2023 - Present
Jefferies Investment Advisers LLC (Atlanta GA)
GA
10/05/2005 - 12/02/2009
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
NY
10/04/2005 - 10/25/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/20/2004 - 10/13/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
08/13/1996 - 07/27/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 09/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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