Unclaimed
Constantinos Stergiopoulos is a financial professional with over 20 years of experience in the industry. He currently works at Evercore Group LLC, where he is licensed to operate in the Broker-Dealer (BC) space. Constantinos previously worked at RBC Capital Markets, LLC, Keefe, Bruyette & Woods, Inc., J.P. Morgan Securities Inc. and Citigroup Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/27/2020 - Present
Evercore Group LLC (NEW YORK NY)
NY
12/19/2013 - 11/27/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
06/01/2007 - 12/03/2013
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NY
04/25/2002 - 05/25/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/12/2000 - 05/06/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 12/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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