Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Constantinos? Claim Your ProfileConstantinos Philippou is a financial advisor at Foreside Fund Services, LLC. Constantinos has a wide range of experience in the financial services industry, having worked with a number of firms in the past. Constantinos is registered with FINRA and holds the Series 7, Series 24 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/05/2022 - Present
Foreside Fund Services, LLC (SANTA MONICA CA)
CA
11/05/2019 - 09/28/2021
CCO CAPITAL, LLC (Los Angeles CA)
CA
03/22/2017 - 10/04/2019
OCM INVESTMENTS, LLC (LOS ANGELES CA)
CA
08/13/2015 - 03/15/2017
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
TX
03/18/2014 - 05/07/2015
ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)
BC
Issued 05/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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