Unclaimed
Constantino Gutierrez is a financial professional with over 15 years of experience in the financial services industry. Constantino is currently registered with Newbridge Securities Corp. and is licensed in Arizona, Florida, and New York. Constantino previously worked with Ladenburg Thalmann & Co. Inc., Newbridge Securities Corporation, H.C. Wainwright & Co., Inc., and Maxim Group LLC. Constantino is well-versed in a variety of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/31/2016 - Present
Newbridge Securities Corp. (BOCA RATON FL)
FL
10/22/2009 - 10/26/2016
LADENBURG THALMANN & CO. INC. (MIAMI FL)
FL
10/03/2008 - 10/09/2009
NEWBRIDGE SECURITIES CORPORATION (FT. LAUDERDALE FL)
NY
04/15/2008 - 10/03/2008
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
NY
06/19/2007 - 03/26/2008
MAXIM GROUP LLC (NEW YORK NY)
BC
Issued 09/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Constantino Gutierrez is the right advisor for you? Invested Better is here to help.