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Constantino Alfonso Gutierrez

Newbridge Securities Corp.

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About Constantino Alfonso Gutierrez

Constantino Gutierrez is a financial professional with over 15 years of experience in the financial services industry. Constantino is currently registered with Newbridge Securities Corp. and is licensed in Arizona, Florida, and New York. Constantino previously worked with Ladenburg Thalmann & Co. Inc., Newbridge Securities Corporation, H.C. Wainwright & Co., Inc., and Maxim Group LLC. Constantino is well-versed in a variety of financial products and services.

Firm Information

Constantino Gutierrez is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Constantino Gutierrez’s Registration & Firm History

FL

10/31/2016 - Present

Newbridge Securities Corp. (BOCA RATON FL)

FL

10/22/2009 - 10/26/2016

LADENBURG THALMANN & CO. INC. (MIAMI FL)

FL

10/03/2008 - 10/09/2009

NEWBRIDGE SECURITIES CORPORATION (FT. LAUDERDALE FL)

NY

04/15/2008 - 10/03/2008

H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)

NY

06/19/2007 - 03/26/2008

MAXIM GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/27/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Constantino Alfonso Gutierrez.
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