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Constantine William Baris

Longship Alternative Asset Management

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About Constantine William Baris

Constantine Baris is a financial professional with over 20 years of experience in the industry. Constantine currently works at Longship Alternative Asset Management as a registered representative. Prior to Longship Alternative Asset Management, Constantine worked at Auriga USA, LLC. Constantine's career has included experience at a variety of firms including MS Trade Finance, LLC, CDK Financial Services, LLC, Vertical Capital Partners, Inc., Pactual Capital Corporation, Nanes, Delorme Capital Management LLC, Gramercy Financial Services LLC, Rutberg & Company, LLC, and Peconic Securities LLC. Constantine holds a Series 27 license and has successfully passed the Series 99TO and SIE exams.

Firm Information

Constantine Baris is currently registered with Longship Alternative Asset Management. Longship Alternative Asset Management is a Limited Liability Company formed in 2001. They are registered in California, Connecticut, Massachusetts, and New York and are also approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Constantine Baris’s Registration & Firm History

NY

12/10/2008 - Present

Longship Alternative Asset Management (LOCUST VALLEY NY)

NY

11/20/2002 - 03/17/2010

AURIGA USA, LLC (NEW YORK NY)

NY

10/25/2006 - 11/24/2008

LONGSHIP ALTERNATIVE ASSET MANAGEMENT (LOCUST VALLEY NY)

NY

10/07/2003 - 01/06/2006

LONGSHIP ALTERNATIVE ASSET MANAGEMENT (LOCUST VALLEY NY)

CT

08/01/2003 - 11/11/2004

MS TRADE FINANCE, LLC (GREENWICH CT)

NY

10/08/2003 - 10/04/2004

CDK FINANCIAL SERVICES, LLC (NEW YORK NY)

NY

04/27/2004 - 07/08/2004

VERTICAL CAPITAL PARTNERS, INC. (NEW YORK NY)

NY

07/17/2003 - 06/10/2004

PACTUAL CAPITAL CORPORATION (NEW YORK NY)

NY

07/22/2003 - 06/08/2004

NANES, DELORME CAPITAL MANAGEMENT LLC (NEW YORK NY)

CT

08/01/2003 - 05/07/2004

GRAMERCY FINANCIAL SERVICES LLC (GREENWICH CT)

CA

09/23/2003 - 10/29/2003

RUTBERG & COMPANY, LLC (SAN FRANCISCO CA)

NY

05/27/2002 - 09/23/2003

PECONIC SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/21/2002

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Constantine William Baris. Review regulatory record here.
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