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Constantine Soupionis

J.p. Morgan Securities LLC

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About Constantine Soupionis

Constantine Soupionis is a financial advisor who has been in the industry since 1993. Constantine is currently registered with J.P. Morgan Securities LLC, where he has been employed since June 2015. Constantine previously worked with Morgan Stanley, Citigroup Global Markets Inc., Charles Schwab & Co., Inc. and I.A. Rabinowitz & Co. Constantine specializes in providing financial planning and portfolio management services to businesses and individuals.

Firm Information

Constantine Soupionis is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Constantine Soupionis’s Registration & Firm History

NY

06/16/2015 - Present

J.p. Morgan Securities LLC (NEW YORK NY)

NY

06/01/2009 - 05/19/2015

MORGAN STANLEY (PURCHASE NY)

NY

02/24/2005 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

TX

09/07/1995 - 08/12/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NY

01/16/1995 - 07/31/1995

I. A. RABINOWITZ & CO. (NEW YORK NY)

NY

08/24/1993 - 01/30/1995

BERKELEY SECURITIES CORPORATION (NEW YORK NY)

NA

07/13/1993 - 08/26/1993

J. GREGORY & COMPANY, INC.

NY

06/11/1992 - 06/22/1993

STRATTON OAKMONT INC. (LAKE SUCCESS NY)

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Licenses & Designations

IA

Issued 08/08/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/17/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/03/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Constantine Soupionis.
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