Unclaimed
Constantine Soupionis is a financial advisor who has been in the industry since 1993. Constantine is currently registered with J.P. Morgan Securities LLC, where he has been employed since June 2015. Constantine previously worked with Morgan Stanley, Citigroup Global Markets Inc., Charles Schwab & Co., Inc. and I.A. Rabinowitz & Co. Constantine specializes in providing financial planning and portfolio management services to businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/16/2015 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
06/01/2009 - 05/19/2015
MORGAN STANLEY (PURCHASE NY)
NY
02/24/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
TX
09/07/1995 - 08/12/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/16/1995 - 07/31/1995
I. A. RABINOWITZ & CO. (NEW YORK NY)
NY
08/24/1993 - 01/30/1995
BERKELEY SECURITIES CORPORATION (NEW YORK NY)
NA
07/13/1993 - 08/26/1993
J. GREGORY & COMPANY, INC.
NY
06/11/1992 - 06/22/1993
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
IA
Issued 08/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/03/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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