Unclaimed
Constantine Tsonas is an experienced financial advisor with over 40 years of experience in the industry. Constantine has a broad range of experience, having worked for firms such as Lehman Brothers Inc., Prudential Securities Incorporated, Dean Witter Reynolds Inc., Legg Mason Wood Walker, Incorporated, Wells Fargo Advisors, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Constantine currently works for Morgan Stanley as a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
05/01/2021 - Present
Morgan Stanley (Sarasota FL)
FL
10/13/2009 - 05/04/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
FL
07/01/2003 - 10/14/2009
WELLS FARGO ADVISORS, LLC (SARASOTA FL)
NY
04/06/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/22/1994 - 04/27/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MD
12/10/1990 - 02/04/1994
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
05/10/1988 - 12/13/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/09/1985 - 04/27/1988
FSC SECURITIES CORPORATION
NA
07/06/1982 - 09/26/1985
DEAN WITTER REYNOLDS INC.
NA
10/24/1980 - 07/19/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
BC
Issued 12/08/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/1993
Series 4 - Registered Options Principal Examination
BC
Issued 08/06/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/23/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1989
Series 3 - National Commodity Futures Examination
BC
Issued 11/13/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/18/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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