Unclaimed
Constantine Harris is an investment advisor representative at Steward Partners Investment Advisory, LLC. Constantine has been working in the financial services industry for over 40 years and has a wide range of experience in providing investment advice and financial planning services to individuals, families, and businesses. Constantine holds multiple professional licenses and certifications, including the Series 66, Series 63, Series 10, Series 9, and Series 7, as well as the SIE. He is also a registered investment advisor in New Hampshire and Texas. Constantine is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals. In addition to his work at Steward Partners Investment Advisory, LLC, Constantine is also an agent for Steward Partners Global Advisory, LLC, where he offers non-variable insurance and annuity products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/25/2018 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
NH
05/24/2018 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (PORTSMOUTH NH)
NH
01/01/2008 - 05/29/2018
WELLS FARGO CLEARING SERVICES, LLC (PORTSMOUTH NH)
NH
08/19/1987 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PORTSMOUTH NH)
NA
12/21/1979 - 09/03/1987
ALEX. BROWN & SONS INCORPORATED
BOTH
Issued 10/4/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/24/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/20/1983
Series 5 - Interest Rate Options Examination
BC
Issued 12/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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