Unclaimed
Constantin Wilhelm erich Haub is a registered representative with DFA Securities LLC and has been in the industry since February 2023. Constantin has passed the Series 7, SIE and Series 63 exams and is currently registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/27/2023 - Present
DFA Securities LLC (SANTA MONICA CA)
BC
Issued 03/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/23/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Constantin Haub is the right advisor for you? Invested Better is here to help.