Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Constantin? Claim Your ProfileConstantin Nicolae is an investment professional with over 13 years of experience in the financial services industry. Currently registered with MUFG Securities Americas Inc., Constantin has extensive experience in investment banking. Constantin has worked at several prominent firms including RBS Securities Inc. and MUFG Americas Corporate Advisory, Inc., demonstrating a consistent track record of success. Constantin holds the Series 7, Series 63, SIE and Series 79TO licenses, allowing Constantin to provide a comprehensive range of investment services to clients across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/29/2019 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
TX
11/12/2013 - 02/24/2020
MUFG AMERICAS CORPORATE ADVISORY, INC. (HOUSTON TX)
TX
05/03/2010 - 10/29/2013
RBS SECURITIES INC. (HOUSTON TX)
BC
Issued 03/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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