Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Constante? Claim Your ProfileConstante Ross Abaya is a financial advisor who has been in the industry since July 1995. Constante is registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been with the firm since November 2018. Prior to joining Merrill Lynch, Constante was employed by T. Rowe Price. Constante is licensed to provide investment advice in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/03/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BEVERLY HILLS CA)
MD
08/14/2013 - 03/27/2018
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
ME
11/09/2009 - 05/02/2013
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CA
09/11/1995 - 05/03/1999
NICHOLAS-APPLEGATE SECURITIES (A CALIFORNIA LIMITED PARTNERSHIP) (SAN DIEGO CA)
NY
05/25/1995 - 08/16/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
OH
11/07/1994 - 04/12/1995
A. T. BROD & CO. INC. (CLEVELAND OH)
CA
08/10/1994 - 11/15/1994
J. A. OVERTON & CO., INC. (SAN DIEGO CA)
CA
05/10/1994 - 08/11/1994
LA JOLLA SECURITIES CORPORATION (LA JOLLA CA)
IA
Issued 08/31/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/06/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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