Unclaimed
Constance O'Brienlittle is a financial advisor who has been working in the industry since April 9, 1990. Constance is currently registered with Allstate Financial Services, LLC in Beaumont, TX. Constance is also registered with the states of California, Louisiana and Texas. Constance has passed the Series 6, 7 and 63 exams, as well as the SIE exam. Before joining Allstate Financial Services, LLC, Constance worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY, Edward D. Jones & Co., L.P. in St. Louis, MO and Long Grove Trading Co. in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/27/2002 - Present
Allstate Financial Services, LLC (Beaumont TX)
NY
08/06/1999 - 12/02/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
12/14/1995 - 08/17/1999
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NA
12/11/1995 - 01/02/1996
EDWARD D. JONES & CO., L.P.
MA
04/10/1990 - 12/18/1995
LONG GROVE TRADING CO. (BOSTON MA)
IA
Issued 08/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/09/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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