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Constance S Capco

Northern Trust Securities, Inc.

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About Constance S Capco

Constance Capco is a financial professional with over 20 years of experience in the financial services industry. Constance is currently registered with Northern Trust Securities, Inc. and has held previous registrations with Vision Investment Services, Inc., Raymond James Financial Services, Inc. and Robert Thomas Securities, Inc. Constance holds licenses for Series 4, 6, 7, 24, 53 and 63.

Firm Information

Constance Capco is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Constance Capco’s Registration & Firm History

FL

01/27/2015 - Present

Northern Trust Securities, Inc. (ST. PETERSBURG FL)

FL

01/02/2001 - 09/30/2011

VISION INVESTMENT SERVICES, INC. (TAMPA FL)

FL

01/04/1999 - 01/03/2001

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

FL

11/24/1998 - 01/04/1999

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 11/20/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/25/2013

Series 4 - Registered Options Principal Examination

BC

Issued 10/29/2013

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/18/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/1999

Series 7 - General Securities Representative Examination

BC

Issued 11/20/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Constance S Capco.
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