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Constance Miller Cook

Commonwealth Financial Network

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About Constance Miller Cook

Constance Cook is a financial advisor with Commonwealth Financial Network and has been in the industry since 1988. Constance is registered with 13 states and is licensed with FINRA. Constance specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.

Firm Information

Constance Cook is currently registered with Commonwealth Financial Network. Commonwealth Financial Network is an Approved Limited Liability Company formed in August 2017 and headquartered in Waltham, Massachusetts. The firm provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and individuals, and other advisory services. They have a presence in all 50 states, as well as in Puerto Rico and the Virgin Islands. The firm manages approximately $177 billion in regulatory assets under management and has a large network of licensed agents, investment adviser representatives, registered representatives, and investment advisory functions. They cater to various client types, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Commonwealth Financial Network

29 SAWYER ROAD

WALTHAM, MA 02453-3483

$177.03B

Assets Under Management

19,600

Total Clients

3,791

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Constance Cook’s Registration & Firm History

CA

10/04/2023 - Present

Commonwealth Financial Network (San Marcos CA)

CA

01/18/2013 - 10/04/2023

INDEPENDENT FINANCIAL GROUP, LLC (PASO ROBLES CA)

CA

06/08/2006 - 08/02/2012

GIRARD SECURITIES, INC. (SAN DIEGO CA)

CA

06/10/2004 - 06/15/2006

TD AMERITRADE, INC. (SAN DIEGO CA)

CT

05/03/2002 - 06/11/2004

WS GRIFFITH SECURITIES, INC. (HARTFORD CT)

CA

10/27/1989 - 10/23/2002

GIRARD SECURITIES, INC. (SAN DIEGO CA)

AZ

06/04/2001 - 02/26/2002

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

AZ

07/28/2000 - 02/22/2002

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

AZ

03/26/1998 - 02/22/2002

SPELMAN & CO., INC. (PHOENIX AZ)

AZ

02/06/1989 - 04/06/1994

SPELMAN & CO., INC. (PHOENIX AZ)

CA

07/21/1987 - 01/17/1989

FIRST AFFILIATED SECURITIES, INC. (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 05/28/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/23/2001

Series 24 - General Securities Principal Examination

BC

Issued 05/17/2000

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/21/1992

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/04/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Constance Miller Cook.
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