Unclaimed
Constance Marie Wark is an investment advisor representative with LPL Financial LLC. Constance has been in the securities industry since May 10, 1983. Constance is registered with the state of Massachusetts as an Investment Advisor Representative and has a Series 63, Series 65, Series 7, Series 22 and SIE license. Constance is also registered in Connecticut, Florida, Kentucky, Maine, Nevada, New Hampshire, New Mexico, New York, North Carolina and Rhode Island. Constance was previously employed by PRUCO SECURITIES CORPORATION and LINSCO FINANCIAL GROUP, INC.. Constance also provides consulting services for ITALTRADE PARTNERS OF NEW ENGLAND, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/12/2006 - Present
LPL Financial LLC (WESTON MA)
NA
05/01/1987 - 12/16/1989
LINSCO FINANCIAL GROUP, INC.
NA
05/11/1983 - 07/13/1987
PRUCO SECURITIES CORPORATION
IA
Issued 09/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/10/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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