Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Constance? Claim Your ProfileConstance Niehaus is a financial advisor with over 39 years of experience in the securities industry. Constance has held various positions at several prominent firms, including Citigroup Global Markets Inc. and Lehman Brothers Inc. Constance currently works as a registered representative at Morgan Stanley. Constance specializes in providing financial planning and asset allocation advice to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Constance is registered with the Financial Industry Regulatory Authority (FINRA) and holds several licenses, including Series 3, 7, 24, 53, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Houston TX)
TX
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NY
09/28/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/28/1991 - 07/02/1992
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
MA
04/02/1990 - 01/31/1991
NCNB SECURITIES, INC. (BOSTON MA)
NA
01/23/1990 - 04/02/1990
NCNB TEXAS SECURITIES, INC.
NY
06/19/1989 - 02/07/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
09/28/1987 - 04/05/1989
WESTPAC POLLOCK GOVERNMENT SECURITIES INC.
NA
05/12/1987 - 10/31/1988
WESTPAC POLLOCK & CO. INC.
NA
12/14/1983 - 05/18/1987
CHASE MANHATTAN CAPITAL MARKETS CORPORATION
BC
Issued 11/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/1990
Series 24 - General Securities Principal Examination
BC
Issued 04/02/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1993
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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