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Constance Denise Shields

Sunset Financial Services, Inc.

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About Constance Denise Shields

Constance Denise Shields is a financial advisor with Sunset Financial Services, Inc. Constance has been working in the financial services industry since October 28, 2001, and holds Series 6 and SIE licenses. She is registered with FINRA. Constance is currently registered in Missouri.

Firm Information

Constance Shields is currently registered with Sunset Financial Services, Inc.. Sunset Financial Services, Inc. is a corporation formed on April 23, 1964, and is registered to provide investment advisory services in all 50 states and the District of Columbia. The firm has been involved in 9 regulatory events and 2 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Constance Shields’s Registration & Firm History

MO

10/29/2001 - Present

Sunset Financial Services, Inc. (KANSAS CITY MO)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Constance Denise Shields.
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