Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Constance? Claim Your ProfileConstance Bergkessel is a registered representative with Stifel, Nicolaus & Company, Inc. Constance has been in the financial services industry since 2008. She has also been previously employed by Raymond James & Associates, Inc. and Wells Fargo Clearing Services, LLC. Constance is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Constance holds a Series 7 General Securities Representative Examination, a Series 66 Uniform Combined State Law Examination and a Securities Industry Essentials Examination. Constance is a registered in over 30 states and is licensed to provide various services, including financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
06/14/2022 - Present
Stifel, Nicolaus & Company, Inc. (CHARLESTON SC)
SC
06/28/2021 - 06/14/2022
RAYMOND JAMES & ASSOCIATES, INC. (MT. PLEASANT SC)
PA
06/24/2008 - 06/14/2021
WELLS FARGO CLEARING SERVICES, LLC (SHARON PA)
BOTH
Issued 09/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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