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Constance Ann Smith

Pruco Securities, LLC

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About Constance Ann Smith

Constance Ann Smith is a registered investment advisor representative with Pruco Securities, LLC. Constance has been in the financial services industry since 2011. She holds Series 6, 63 and 65 licenses and is registered in Florida, Louisiana, New York, Ohio and Texas. Constance specializes in financial planning, investment management, and insurance. She is committed to providing her clients with personalized financial advice and guidance.

Firm Information

Constance Smith is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Constance Smith’s Registration & Firm History

NY

06/07/2021 - Present

Pruco Securities, LLC (Utica NY)

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Licenses & Designations

IA

Issued 05/06/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/24/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Constance Ann Smith.
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