Unclaimed
Constance Ann Etter is a financial advisor with over 17 years of experience in the industry. Currently, Constance is a registered representative with Centennial Securities Company, Inc. where she is located in the Chicago, Illinois office. Constance previously held positions at B. RILEY WEALTH MANAGEMENT, DAVID A. NOYES & COMPANY and UBS FINANCIAL SERVICES INC. Constance is licensed to provide financial advice in Arizona, Illinois, Indiana and Michigan and holds Series 7, Series 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
01/03/2022 - Present
Centennial Securities Company, Inc. (CHICAGO IL)
IL
07/16/2013 - 12/09/2019
B. RILEY WEALTH MANAGEMENT (CHICAGO IL)
IL
04/09/2009 - 07/16/2013
DAVID A. NOYES & COMPANY (CHICAGO IL)
IL
03/15/2006 - 04/23/2009
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
BOTH
Issued 03/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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