Unclaimed
Conrado Vasquez is a financial advisor with over 7 years of experience in the industry. Conrado is registered with Prudential Annuities Distributors, Inc. and has held previous positions with PRUCO SECURITIES, LLC., CAPITAL ONE INVESTING, LLC and CAPITAL ONE INVESTMENT SERVICES LLC. Conrado's registrations include Series 6, Series 63 and SIE. Conrado has a focus on helping clients with their investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/26/2020 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
05/16/2016 - 03/31/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
TX
01/02/2015 - 04/27/2016
CAPITAL ONE INVESTING, LLC (HOUSTON TX)
TX
03/28/2014 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (HOUSTON TX)
TX
06/21/2013 - 03/20/2014
MML INVESTORS SERVICES, LLC (HOUSTON TX)
BC
Issued 07/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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