Invested Better
Unclaimed

Unclaimed

Unclaimed

Conrad Richard Swedenborg

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Conrad? Claim Your Profile

About Conrad Richard Swedenborg

Conrad Richard Swedenborg is a financial professional with over 40 years of experience in the financial services industry. Conrad is currently registered with Nylife Securities LLC and holds a Series 1, 7TO, 63, and SIE licenses. Conrad has been active in the financial services industry since 1982 and has held registrations in multiple states.

Firm Information

Conrad Swedenborg is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Conrad Swedenborg’s Registration & Firm History

CO

09/24/1982 - Present

Nylife Securities LLC (EVERGREEN CO)

Not sure if Conrad Richard Swedenborg is right for you?

Licenses & Designations

BC

Issued 10/20/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/1973

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Conrad Richard Swedenborg. Review regulatory record here.
Not sure if Conrad Richard Swedenborg is right for you?