Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conrad? Claim Your ProfileConrad Herman has been in the financial services industry since April 8, 2000. He is currently a Registered Representative with Osaic Wealth, Inc. in Scottsdale, Arizona. Conrad has a wide range of experience and holds numerous licenses, including Series 4, 7, 24, 51, 53, 63 and 66. Conrad's previous experience includes time with FSC Securities Corporation, Woodbury Financial Services, Inc., Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Advantage Capital Corporation, PFS Investments Inc., Raymond James Financial Services, Inc., Fidelity National Capital Investors, Inc., Compulife Investor Services, Inc. and IFG Network Securities, Inc. Conrad has a strong track record of providing financial planning, portfolio management and other services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
11/03/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
12/26/2008 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
MN
11/12/2014 - 08/06/2020
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
05/26/2010 - 08/06/2020
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
05/14/2010 - 08/06/2020
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
GA
11/30/2007 - 11/19/2008
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
GA
11/20/2007 - 11/19/2008
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
01/13/2006 - 07/20/2007
PFS INVESTMENTS INC. (DULUTH GA)
FL
04/15/2003 - 06/02/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
GA
09/04/2001 - 04/15/2003
FIDELITY NATIONAL CAPITAL INVESTORS, INC. (ATLANTA GA)
MN
04/03/2000 - 06/04/2001
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
GA
12/23/1998 - 04/07/2000
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
BOTH
Issued 07/11/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2020
Series 4 - Registered Options Principal Examination
BC
Issued 07/25/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/15/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/07/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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