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Conrad Joseph Hopkins

Btig, LLC

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About Conrad Joseph Hopkins

Conrad Joseph Hopkins is a securities professional with over 20 years of experience in the industry. Conrad is currently registered with Btig, LLC and holds a Series 7, Series 24, Series 55, Series 57TO, and SIE licenses. Conrad has previously worked for AUERBACH GRAYSON & COMPANY LLC, KCG AMERICAS LLC, KNIGHT CAPITAL AMERICAS, L.P., CITIGROUP GLOBAL MARKETS INC., and DEAN WITTER REYNOLDS INC. Conrad is registered in 14 states.

Firm Information

Conrad Hopkins is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Conrad Hopkins’s Registration & Firm History

NY

06/12/2017 - Present

Btig, LLC (Garden City NY)

NY

05/31/2016 - 07/12/2017

AUERBACH GRAYSON & COMPANY LLC (Garden City NY)

NY

07/02/2012 - 02/24/2016

KCG AMERICAS LLC (GARDEN CITY NY)

NY

07/02/2003 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (GARDEN CITY NY)

NY

10/20/1999 - 07/07/2003

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

12/01/1997 - 12/01/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 05/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/29/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Conrad Joseph Hopkins.
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