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Conrad Jeffrey Andringa

Rosenblatt Securities Inc.

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About Conrad Jeffrey Andringa

Conrad Andringa is a financial advisor with Rosenblatt Securities Inc. based in New York, NY. Conrad has been in the financial industry since 1993. Conrad has a diverse background in financial services, having worked with several firms including RBC Capital Markets, LLC, Robert W. Baird & Co. Incorporated, and Jefferies & Company, Inc. Conrad is registered in 13 states including California, Colorado, Connecticut, Illinois, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia and Washington. Conrad holds a Series 7, 31, and 63 license as well as the SIE exam.

Firm Information

Conrad Andringa is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Conrad Andringa’s Registration & Firm History

NY

05/24/2019 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

CO

06/03/2016 - 05/29/2018

RBC CAPITAL MARKETS, LLC (DENVER CO)

CO

04/01/2013 - 06/08/2016

ROBERT W. BAIRD & CO. INCORPORATED (BOULDER CO)

CO

03/04/2013 - 04/01/2013

ROSENBLATT SECURITIES INC. (GREENWOOD VILLAGE CO)

CO

09/01/2011 - 03/22/2013

WEDGE SECURITIES, LLC (GREENWOOD VILLAGE CO)

CO

04/25/2008 - 08/30/2011

STIFEL, NICOLAUS & COMPANY, INCORPORATED (DENVER CO)

ME

05/14/2007 - 04/10/2008

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

CO

03/03/2005 - 02/09/2007

RBC CAPITAL MARKETS CORPORATION (DENVER CO)

NY

11/16/2004 - 03/07/2005

JEFFERIES & COMPANY, INC. (NEW YORK NY)

CT

05/28/2004 - 11/10/2004

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

CT

02/03/2003 - 06/02/2004

SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)

NY

04/27/2000 - 01/31/2003

RBC DAIN RAUSCHER INC. (NEW YORK NY)

WI

09/23/1993 - 04/28/2000

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 05/16/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/12/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/29/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2014

Series 31 - Futures Managed Funds Examination

BC

Issued 09/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Conrad Jeffrey Andringa. Review regulatory record here.
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