Unclaimed
Conrad Andringa is a financial advisor with Rosenblatt Securities Inc. based in New York, NY. Conrad has been in the financial industry since 1993. Conrad has a diverse background in financial services, having worked with several firms including RBC Capital Markets, LLC, Robert W. Baird & Co. Incorporated, and Jefferies & Company, Inc. Conrad is registered in 13 states including California, Colorado, Connecticut, Illinois, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia and Washington. Conrad holds a Series 7, 31, and 63 license as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/24/2019 - Present
Rosenblatt Securities Inc. (NEW YORK NY)
CO
06/03/2016 - 05/29/2018
RBC CAPITAL MARKETS, LLC (DENVER CO)
CO
04/01/2013 - 06/08/2016
ROBERT W. BAIRD & CO. INCORPORATED (BOULDER CO)
CO
03/04/2013 - 04/01/2013
ROSENBLATT SECURITIES INC. (GREENWOOD VILLAGE CO)
CO
09/01/2011 - 03/22/2013
WEDGE SECURITIES, LLC (GREENWOOD VILLAGE CO)
CO
04/25/2008 - 08/30/2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED (DENVER CO)
ME
05/14/2007 - 04/10/2008
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CO
03/03/2005 - 02/09/2007
RBC CAPITAL MARKETS CORPORATION (DENVER CO)
NY
11/16/2004 - 03/07/2005
JEFFERIES & COMPANY, INC. (NEW YORK NY)
CT
05/28/2004 - 11/10/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
CT
02/03/2003 - 06/02/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
NY
04/27/2000 - 01/31/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
WI
09/23/1993 - 04/28/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 05/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 09/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Conrad Andringa is the right advisor for you? Invested Better is here to help.