Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conrad? Claim Your ProfileConrad Capellen is a financial advisor with Stifel, Nicolaus & Company, Inc. in ST. LOUIS, MO. Conrad has been in the industry since September 11, 2011. Conrad is registered as a Broker-Dealer and Investment Advisor Representative in the state of Missouri. Conrad has passed Series 63, 65, 7 and SIE exams. Conrad has been with Stifel, Nicolaus & Company, Inc. since November 8, 2023 and was previously with Northwestern Mutual Investment Services, LLC. Conrad specializes in financial planning, pension consulting, educational seminars, portfolio management for individuals, portfolio management for businesses, portfolio management for pooled investment vehicles and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/08/2023 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
11/16/2013 - 12/08/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAINT LOUIS MO)
BC
Issued 02/04/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/01/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Conrad Capellen is the right advisor for you? Invested Better is here to help.
