Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conrad? Claim Your ProfileConrad Franco is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Lake Oswego, OR. Conrad has been in the financial industry since January 7, 2001. Conrad is registered with the Financial Industry Regulatory Authority (FINRA) and with the states of Arizona, California, Colorado, District of Columbia, Florida, Hawaii, Idaho, Maryland, Michigan, Nevada, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, Texas, Virginia, and Washington. Conrad has experience providing financial services to a wide range of clients, including individuals, businesses, pension and profit-sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
07/10/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAKE OSWEGO OR)
OR
06/23/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PORTLAND OR)
OR
10/08/2002 - 06/27/2006
MORGAN STANLEY DW INC. (PORTLAND OR)
NY
11/30/2000 - 08/30/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/19/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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