Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conrad? Claim Your ProfileConrad Cook is a financial advisor with LPL Financial LLC. Conrad has been in the financial services industry since 1997. Conrad holds a Series 7, Series 24, Series 31, and Series 63 and 65 licenses, as well as the SIE exam. Conrad is registered to provide financial advice in Alabama, California, Florida, Georgia, Hawaii, Kansas, Ohio, South Carolina, Tennessee, and Texas. Conrad previously worked at MORGAN STANLEY DW INC. and Level Four Advisory Services. Conrad offers a variety of financial services, including financial planning, portfolio management, and consulting. Conrad is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
09/23/2021 - Present
LPL Financial LLC (BIRMINGHAM AL)
NY
05/29/1997 - 02/22/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 05/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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